Our Business Continuity Plan –We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume
operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses:
- data backup and recovery;
- all mission critical systems;
- financial and operational assessments;
- alternative communications with customers, employees, and regulators;
alternate physical location of employees;
- critical supplier, contractor, bank and counter-party impact;
- regulatory reporting;
We are assuring our customers prompt access to their funds and securities if we are
unable to continue our business.
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